In the News

Private Advisor Group Continues to Invest in Platform for Independent Advisors by Hiring Tenured Chief Compliance Officer

MORRISTOWN, N.J., Jan. 7, 2019 /PRNewswire/
Private Advisor Group, a hybrid RIA with over $17B in AUM supporting more than 600 independent advisors, announced today that Jim Hooks has joined the firm as Executive Vice President and Chief Compliance Officer.
“We are elated to add Jim to our organization,” said Patrick Sullivan, Managing Director and …

Private Advisor Group’s Chief Compliance Officer, Pat Sullivan, Earns National Recognition for Philanthropy as a Finalist in the 2018 Invest in Others Awards


Newton, MA – July 16, 2018 – Pat Sullivan, Managing Director of Private Advisor Group in Morristown, NJ has been announced as one of three national finalists for the Lifetime Achievement Award as part of the twelfth annual Invest in Others Awards. Sullivan is being honored for his work with Good Grief, which …

LPL to Waive Mutual Fund Ticket Fees on New Hybrid RIA Platform

April 26, 2018 – Financial Planning
LPL Financial’s hybrid advisors will pick up a lower-cost option for their clients’ mutual fund investments on a new platform set to roll out later this year. Some financial advisors on the firm’s corporate RIA will also see reduced prices, starting next year.
Advisors using the No. 1 independent …