Service for Financial Advisors

Never just 9–5.
Service to us means responsiveness, accuracy and pleasantry.
Our goal is to provide independent financial advisors with the intimate, personal service they expect and deserve. Our team understands the importance of knowing your firm, your business and your staff members.

Given we are the largest enterprise within the largest broker-dealer, we have a dedicated service team provided to us by LPL Financial. This team of professionals works exclusively with our financial advisors, eliminating the common frustration many advisors have when they call into an 800 line and reach a different person with a different answer each time.

In addition to the LPL Financial dedicated team for Private Advisor Group, our entire staff from the CEO to the administrative personnel, are there to serve your needs regardless of what they are. Some of the common items we assist with include:

  • Navigating the LPL home office to determine the best department to work with on a unique situation
  • Clarity and education on complex investment products through direct relationships with sponsors
  • Peer-to-peer sharing and introductions to financial advisors of similar size and business model
  • Education on the process of doing business either through PAG or LPL
  • Marketing, growth, and efficiency guidance from industry leaders
  • In-house attorney to provide guidance on certain legal questions


We are small enough to provide you with white-glove service and large enough to provide you with the scale you need. When you join Private Advisor Group, you have the comfort of knowing that exceptional service is always just a phone call away.