Corporate

Affiliate with Private Advisor Group

Corporate Advisors

With independence comes the freedom to affiliate with Private Advisor Group (PAG) in the way that best fits you and your clients. If you are an advisor with up to $50 million in advisory assets, you can affiliate with PAG as your OSJ using LPL Financial as the corporate RIA.

The advantages of this model are:

Compliance Supervision and Risk Management

PAG’s dedicated financial advisor compliance team handles all your compliance needs in a collaborative, cooperative and constructive manner.

Seamless Transition Process

PAG’s experienced transition team moves your assets swiftly and accurately from your existing broker-dealer to PAG and LPL.

Advisor Protection Program

Take the first step toward succession planning by participating in PAG’s exclusive Advisor Protection Program and ensure that your firm, clients and family are protected.

Community

Become part of a strong community of advisors who share knowledge at meetings, conferences, study groups, conference calls and social functions.

Additional Advantages

  • Reduce risk by participating in the PAG E&O Buydown Program.
  • Receive white glove service from professionals who know your business.
  • Gain direct access to the highest level of management who advocate for you every day within the LPL franchise.