Michael Masterman

Compliance Liaison

Mike Masterman is a compliance liaison at Private Advisor Group. In this role, he focuses on offering customized supervision and compliance support to help the Private Advisor Group community adhere to industry regulations and rules as well as strengthen our oversight capabilities. He brings over 20 years of experience in financial services to the team.

Prior to joining Private Advisor Group, Mike has held a management position at Investors Financial Group and was also an equity trader with Thrivent Financial Services.

Mike earned a Bachelor of Arts in Marketing Management from Concordia University. He holds FINRA series 7, 24, 63, and 66 securities registrations.

Mike lives in Minneapolis, MN and outside of work he enjoys golfing, riding his electric bicycle, and downhill skiing. He is also a US Army Veteran and served overseas.