Bob Koster brings a wealth of experience to his role as compliance director with Private Advisor Group. A veteran in the financial services industry, Bob started his career in 1970 working on the New York Stock Exchange, going on to serve in a variety of public relations, regulation and surveillance positions.
In 1982, Bob joined Thompson McKinnon Securities as manager of the registration department, where he was responsible for all of the firm’s registrations, both on the individual and broker-dealer level.
Throughout the 1980s and 1990s, Bob held senior-level compliance positions at multiple broker-dealers. In 2003, he joined Morristown Financial—one of the largest independent advisory firms in the Northeast—where he continues to serve as compliance director.
Education: St. Francis College
Registrations Held with LPL Financial: FINRA Series 24, 53, 7