Kevin Sullivan

Kevin Sullivan

Compliance Director

Kevin Sullivan joined Private Advisor Group in September 2015 as compliance director. Kevin comes to Private Advisor Group with 25 years of financial market experience, concentrated in fixed income, OTC options and derivatives markets. Prior to joining Private Advisor Group Kevin was with Newedge USA/Societe Generale as part of a relative value trading group. It was there he gained much experience about the financial markets and specifically fixed income.

Before entering the financial markets Kevin served as a Captain in the United States Marine Corps.

Kevin comes from a Penn State family. Both he and his wife Cindy are graduates. His son William is also a graduate of the school and his daughter Morgan is presently attending.

Active in his community, Kevin serves as a member of the Parish Council of St. Patrick’s Church and School in Chatham, where he has been very involved in the school’s athletic program.  Kevin also serves as a member of the Chatham Jaycees and Library Board of Trustees.  He is a member of the Catskill Mountain 3500 Hiking Club and when not attending a Penn State football game he can be found at City Hall where he serves his town as the Mayor.

Education: BA, Pennsylvania State University

Registrations held with LPL Financial: Series 3, 7, 24, 63