RIA Registration, Legal Counsel
Sean Sullivan joined Private Advisor Group in 2012 and currently serves as compliance officer, focusing on hybrid compliance and legal issues. Prior to joining Private Advisor Group, Sean spent over 20 years practicing law, gaining experience in both civil and criminal litigation.
Sean is a member of the Township of Verona Zoning Board of Adjustment. Along with his wife, Janet, he enjoys driving his five children all over the place to their ballet, marching band/color guard, ice hockey, crew and speech contests.
Education: BA in government, Cornell University; JD, New York Law School
Registrations Held with LPL Financial: FINRA Series 7, 24, 66