RIA Firms

If you are looking to start an RIA firm or if your current firm has outgrown its compliance capabilities, trade up to a system that grows with you.

Best-In-Class Compliance

As your firm grows, so do the complexities and risks associated with running a highly regulated business. Trying to manage your larger business using inadequate or disconnected systems can distract you from providing the level of service your clients have come to expect.

PAG’s best-in-class, patent-pending compliance system was built to grow with your firm, no matter how ambitious your plans. It’s easy to use, continually updated, seamless, and will help keep you focused on adding value to your clients—and your business.

But with PAG, staying in compliance doesn’t have to end with our technology. With our extensive team of compliance experts, you may choose to take advantage of the fast responsiveness you need to answer questions, serve clients with excellence, and keep your business running smoothly.


Our patent-pending compliance system was specifically designed to help advisors—even as they grow and their needs change. It adjusts to your requirements, providing the oversight and rigor your need to remain compliant in this ever-changing industry.

Jim Hooks
Executive Vice-President
Chief Compliance Officer

News and Insights

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Is the growth of your firm putting strains on your people, systems, and processes? PAG technologies are designed to grow with you. Let’s talk!

Grow With Us