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Private Advisor Group Annual Notice: Summary of Material Changes

Private Advisor Group, LLC’s Part 2A Brochure dated March 28, 2025 contains material changes to Private Advisor Group’s disclosure statement that was filed on March 15, 2024:

  • On September 28, 2024, the Registrant added First Trust Advisors, L.P, Inc. as a strategist in the WealthSuite program and updated Item 4 of our WealthSuite Brochure accordingly, and added Charles Schwab & Co., Inc. as a custodian for the program and updated Item 4 of our WealthSuite Brochure accordingly.
  • Item 4 was updated with information on cash sweep programs offered by the Registrant’s custodians.
  • Item 14 was revised to include additional information on gifts, entertainment, and support that the Registrant, its IARs, and employees receive from product sponsors, other compensation provided by the Registrant to its IARs, the Registrant’s ownership of certain doing-business-as entities operated by the Registrant’s IARs, and outside business activities in which the Registrant’s IARs are permitted to engage.
  • The Registrant’s WealthSuite Brochure was updated to add State Street Global Advisors and LoCorr Funds as strategists in the program and updated Item 4 accordingly.
  • The Registrant’s Wrap Fee Brochure was updated to add the Fidelity Managed Account Exchange (FMAX) program offered through Fidelity Institutional Wealth Adviser LLC
  • While not material, the Registrant also made additional updates throughout this Brochure to enhance readability for clients.
Complete copies of Private Advisor Group, LLC’s Customer Relationship Summary, Part 2A Brochure, Part 2A – Brochure, Appendix For IAR-managed Custodian Programs and other wrap accounts, Part 2A – WealthSuite Wrap Fee Program Brochure, and Privacy Notice are available below (complete package). If you have any questions about this summary or about the contents of the brochures, please contact us at 973-538-7010 or RIAcompliance@PrivateAdvisorGroup.com.

Additional Disclosures

 

Please click through below for disclosures on specific investment programs used by Investment Advisor Representatives of Private Advisor Group:

Registrations

RIA Platform Agreements

 

Click below for access to the most current version of LPL independent investment advisor account agreements.

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