Affiliate with Private Advisor Group
With independence comes the freedom to affiliate with Private Advisor Group (PAG) in the way that best fits you and your clients. If you are an advisor with more than $50 million in advisory assets, you are eligible to affiliate directly with PAG’s RIA and OSJ.
The advantages of this model are:
Compliance Supervision and Risk Management
|PAG’s dedicated financial advisor compliance team handles all your compliance needs in a collaborative, cooperative and constructive manner.|
Seamless Transition Process
|PAG’s experienced transition team moves your assets swiftly and accurately from your existing broker-dealer to PAG and LPL.|
Advisor Protection Program
|Take the first step toward succession planning by participating in PAG’s exclusive Advisor Protection Program and ensure that your firm, clients and family are protected.|
|Become part of a strong community of advisors who share knowledge at meetings, conferences, study groups, conference calls and social functions.|
*Advisor may be assessed a 5bps oversight fee by LPL Financial.