Hybrid

Affiliate with Private Advisor Group

Hybrid Advisors

With independence comes the freedom to affiliate with Private Advisor Group (PAG) in the way that best fits you and your clients. If you are an advisor with more than $50 million in advisory assets, you are eligible to affiliate directly with PAG’s RIA and OSJ.

The advantages of this model are:

Compliance Supervision and Risk Management

PAG’s dedicated financial advisor compliance team handles all your compliance needs in a collaborative, cooperative and constructive manner.

Seamless Transition Process

PAG’s experienced transition team moves your assets swiftly and accurately from your existing broker-dealer to PAG and LPL.

Advisor Protection Program

Take the first step toward succession planning by participating in PAG’s exclusive Advisor Protection Program and ensure that your firm, clients and family are protected.

Community

Become part of a strong community of advisors who share knowledge at meetings, conferences, study groups, conference calls and social functions.

Additional Advantages

  • Gain greater control of your assets.
  • Leverage the PAG dedicated service 360 team at LPL.
  • Reduce risk by participating in the PAG E&O Buydown Program.
  • Choose any custodian you wish for your advisory business through PAG’s multi-custodian option.*
  • Take advantage of growth programs like Everplans, BizEquity, ActiFi, and TPFG.
  • Friendly, competent staff who know your business and help manage your ongoing needs.
  • PAG’s state-of-the-art proprietary technology, Standard of (k)are, helps you compliantly conduct your retirement plan business.

*Advisor may be assessed a 5bps oversight fee by LPL Financial.