News & Insights

Stay a step ahead with the latest news and insights from Private Advisor Group.

Is Going Independent Right For You?

New regulations, fee compression, and fiduciary obligations are posing increasing challenges for financial advisors. How can you stay a step ahead in a changing world? Many of your colleagues are deciding to go independent, which allows them to deliver a greater variety of innovative services for clients….

Published: August 11, 2010

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News

Explore our most recent press releases and firm announcements.

Private Advisor Group Advisors Ranked Best-In-State by Forbes

Morristown, N.J. — May 19, 2022, Private Advisor Group announced that four Private Advisor Group affiliated advisors were ranked among the top advisors in their respective states in the 2022 Best-In-State Wealth Advisors list published by Forbes. “We are extremely proud of these advisors who have received this well-deserved recognition by Forbes,” said Anne Mortera, Director of Advisor Growth and…

Published: May 19, 2022

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Frank Smith Promoted to President of Private Advisor Group

MORRISTOWN, N.J., April 26, 2022 /PRNewswire/ Private Advisor Group, one of the largest and fastest-growing independent wealth management firms in the country*, announced today that Frank Smith has been promoted to President of Private Advisor Group effective immediately. Since being hired as Head of Advisor Growth January 2021, Smith has successfully assembled and led a team of business development, marketing, and engagement…

Published: April 26, 2022

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Private Advisor Group Introduces Advisor Alignment and Equity Program

MORRISTOWN, N.J., March 24, 2022 /PRNewswire/ Private Advisor Group, one of the largest and fastest-growing independent wealth management firms in the country*, has introduced an Advisor Alignment and Equity Program. The program aims to create deeper alignment of interests throughout its community of over 700 financial advisors and strategic partners, including Merchant, an equity partner and capital contributor to the program. With the…

Published: March 24, 2022

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Insights

Take advantage of expert perspectives to grow your business.

Networking Like a Pro and How to be Memorable

By Anne Mortera, Director of Advisor Growth & Engagement / The world of virtual business that most of us have encountered these past few years has led to ease of connectivity in a lot of regards, but 95% of people still agree that better business comes from person-to-person networking.[1] As we lean into more face-to-face interactions, it’s important to dust off our networking skills and learn how to be memorable...

Published: April 21, 2022

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Financial Pros Share Self-Care Tips

By Kelly Coulter, Director of Marketing / Private Advisor Group conducted an open poll at the onset of 2022 and asked which resolution was top-of-mind for our thousands of followers in the new year. 44.6% replied that “self-care” would be their top focus. What self-care practices should you employ? We tapped into our community of financial professionals to get self-care tips with a financial spin. Here’s what...

Published: March 29, 2022

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Regulations and Inflation

By Jim Hooks, Managing Director, CCO / As a core component of every compliance program and as required by Rule 206(4)-7, wealth management firms are required to adopt and implement written policies and procedures that are tailored to the business of the firm.  To meet a firm’s regulatory requirements and to be in alignment with the written policies and procedures, firms are expected to have sufficient compliance...

Published: February 28, 2022

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