Private Advisor Group Annual Notice: Summary of Material Changes
Private Advisor Group, LLC’s Part 2A Brochure dated March 31, 2022 contains material changes to Private Advisor Group’s disclosure statement that was filed on March 31, 2021 to Items 4, 5, and 6 regarding Private Advisor Group’s fee and revenue structures, and participation in programs with custodians.
Complete copies of Private Advisor Group, LLC’s Part 2A Brochure and Part 2A Brochure for SWM II and Privacy Notice are available below.
If you have any questions about this summary or about the contents of the brochures, please contact us at 973.538.7010 or RIAcompliance@PrivateAdvisorGroup.com.
We are required to send this information to all of our clients annually.
Additional Disclosures
Please click through below for disclosures on specific investment programs used by Investment Advisor Representatives of Private Advisor Group:
- 55IP
- Absolute Capital Management
- Advisor Capital Management
- Aperio
- Asset Dedication
- Asset Mark
- Beacon Capital Management
- Belle Haven
- Brinker Capital Investments – formed by the joining of Brinker Capital Inc and CLS Investments
- BTS Asset Management
- Capital Wealth Planning
- Carret
- City National Rochdale
- Churchill Management Group
- Eaton Vance
- Envestnet Inc (ADV Part 2A)
- Envestnet Inc (Wrap Fee Brochure)
- Eqis Capital (Wrap Fee)
- Ethic Inc
- Flexible Plan Investments
- Formula Folio Investments LLC
- Horter Investment Management
- Independence Square
- Ladenburg Thalmann Asset Management (LTAM)
- Lockwood Advisors
- Managed Assets Portfolio (MAP)
- Manning & Napier
- Motiv8
- Orion Portfolio Solutions (formerly FTJ)
- Parametric Portfolio Association
- PMA Asset Management (formerly Miles Capital)
- Russell Investments
- Sawtooth
- SEM Wealth Management
- Smartleaf
- SmartX
- Symmetry
- The Haverford Trust Company
- The Pacific Financial Group (TPFG)
RIA Platform Agreements
Click below for access to the most current version of LPL independent investment advisor account agreements.
- Account Packet – Manager Access Select
- Account Packet – Model Wealth Portfolios (MWP)
- Account Packet – Optimum Market Portfolios (OMP)
- Account Packet – Manager Access Network (MAN) Account
- Account Packet – SWM/SWM II Account
- Account Packet – Personal Wealth Portfolios (PWP)
- Guided Wealth Portfolios (GWP) Account Agreement
