Disclosure Documents

Review the information below for Private Advisor Group disclosure updates.

Private Advisor Group Annual Notice: Summary of Material Changes

Private Advisor Group, LLC’s Part 2A Brochure dated March 30, 2021, contains material changes to Private Advisor Group, LLC’s disclosure statement that was filed on March 29, 2019, to Item 5 and Item 6 regarding Private Advisor Group agreeing to accept performance fees from certain clients, to Item 4 regarding ownership of the company and participation in certain advisory programs with custodians, and about holding non-tradable assets in advisory accounts.

Complete copies of Private Advisor Group, LLC’s Part 2A Brochure and Part 2A Brochure for SWM II and Privacy Notice are available below.

If you have any questions about this summary or about the contents of the brochures, please contact us at 973.538.7010 or RIAcompliance@PrivateAdvisorGroup.com.

We are required to send this information to all of our clients annually.

Additional Disclosures

Please click through below for disclosures on specific investment programs used by Investment Advisor Representatives of Private Advisor Group:

RIA Platform Agreements

Click below for access to the most current version of LPL independent investment advisor account agreements.