Disclosure Documents

Review the information below for Private Advisor Group disclosure updates.

Private Advisor Group Annual Notice: Summary of Material Changes

Private Advisor Group, LLC’s Part 2A Brochure dated March 31, 2022 contains material changes to Private Advisor Group’s disclosure statement that was filed on March 31, 2021 to Items 4, 5, and 6 regarding Private Advisor Group’s fee and revenue structures, and participation in programs with custodians.

Complete copies of Private Advisor Group, LLC’s Part 2A Brochure and Part 2A Brochure for SWM II and Privacy Notice are available below.

If you have any questions about this summary or about the contents of the brochures, please contact us at 973.538.7010 or RIAcompliance@PrivateAdvisorGroup.com.

We are required to send this information to all of our clients annually.

Additional Disclosures

Please click through below for disclosures on specific investment programs used by Investment Advisor Representatives of Private Advisor Group:

RIA Platform Agreements

Click below for access to the most current version of LPL independent investment advisor account agreements.