Advisors

Going independent doesn’t have to mean going it alone. Let us help you bring your vision to life.

Grow With Us

Going out on your own is a big decision, but it can be beneficial for your clients—and rewarding personally and professionally for you. Private Advisor Group provides the guidance and collaborative support you need to smoothly transition to independence and keep day-to-day operations efficient, freeing you to devote more time to clients and growing your business.

Guided by your vision, we can help you:

  • Structure a business that’s compliant, efficient, and designed to grow
  • Stay ahead of trends, opportunities, and best practices to fuel your success
  • Access best in class tools, technologies, and expert support to drive results

With Private Advisor Group, you’re part of a family of like-minded advisors who put their clients’ interests first, enjoy being part of a larger community, and are committed to do what it takes to be successful entrepreneurs and financial experts. Grow with us.

Is Going Independent Right For You?

New regulations, fee compression, and fiduciary obligations are posing increasing challenges for financial advisors. How can you stay a step ahead in a changing world? Many of your colleagues are deciding to go independent, which allows them to deliver a greater variety of innovative services for clients.

Learn more

Growing Smarter

In a world where the marketplace, industry practices, technologies, and regulations continue to change rapidly, you need a think tank to stay a step ahead. Our experts are on it. We keep you informed of developments that could affect your business and work with you to strengthen your business plans.

We can also help you target the right clients and potential partners to achieve your vision, increasing the value of your firm. And we can help you with succession planning so when the time comes, you can realize the value you’ve built.

Collaborative Community

When you join PAG as an independent advisor, you become part of a community of likeminded, client-focused advisors who are committed to do what it takes to be successful entrepreneurs and financial experts. By participating in webinars, in-person events, and topical discussions with your peers, you’ll glean insights you can use from industry experts and advisors like you.

With PAG, you’re always independent, but never alone.

Best-In-Class Compliance

Establishing your independent business starts with a foundation of compliance. Make it easier with our seamless, patent-pending compliance platform. It’s simple to use, continually updated, and built to grow with you, no matter how ambitious your plans.

But staying in compliance isn’t just about technology. With our deep team of compliance professionals, you can count on the fast responsiveness you need to answer questions, serve clients with excellence, and keep your business running smoothly.

Operational Efficiency

To run a thriving business, you need operational support that lets you spend your time where it matters most: delivering high value service to clients and generating growth for your firm. PAG offers you access to industry-leading tools and services you need to streamline operations—all while delivering you attractive payouts. When you succeed, we succeed.

Industry-leading tools and services

Flexible Custodian Options

Selecting the right custodian is one of the most important business decisions you’ll make when starting your own advisory firm or transitioning away from an existing one. PAG partners with the top custodians in our industry to provide you the flexibility and autonomy needed in an independent advisory structure.

Coming from a wirehouse or established firm? Don’t worry. We’ll help you select the best custodian to meet your and your clients’ needs.

Major Custodians

Fast, Smooth Transition

If you’re like most advisors who are considering going independent, your transition is among your top concerns. How can you manage all the details? How long will it take? Will your revenue be interrupted?

We’re here to put your mind at ease. Empowered by our sheer scale and close working relationships with LPL Financial, major custodians, technology partners, and other professional service partners, Private Advisor Group can guide you and your team through a seamless transition process that is so fast it sets the industry standard.

Using FastTrack, our proprietary software system, PAG transitions most advisors to independence within 90 days—and as few as 30.

PAG Financial Advisor

Our transition to PAG couldn’t have been smoother. The PAG team worked closely with LPL Financial to get us exactly what we needed to turn around our paperwork fast. The whole transition was complete in just 90 days with no disruption to our revenue.

Timothy J. McKenna Jr.
Chief Operating Officer
Harvest Financial Planning, LLC
Schererville, IN

News and Insights

Share Your Vision

Considering going independent? Ready to serve clients on your own terms? PAG can provide the flexible support you need to create the firm you’ve always wanted. What’s your vision? Let’s talk!

Grow With Us