Warren’s background over the past 25 years include, Merrill Lynch, Smith Barney, and Wells Fargo Bank. His practice focuses on helping clients avoid the common mistakes made by most investors and he explains how he has counseled hundreds to avoid these pitfalls. His clients include retired government employees, retired teachers, business owners, physicians, corporate executives, and more.

Business Philosophy

As an Investment Advisor Representative and Financial Consultant, Warren manages money for a variety of individuals and businesses, tailoring each portfolio to the client’s specific objectives. As your Financial Consultant, Warren will work with you to identify your objectives and choose the appropriate investment vehicles to help you.

Warren’s clients utilize a Goal – Oriented Financial Planning; a strategy we like to call the “A” to “B” approach.

“A” is your current financial situation – where you are today

“B” is your financial goal – where you like to be

Warren’s job is to design and implement a financial plan that helps you get from A to B as quickly as possible with the least amount of risk. His focus is on building long-term relationships and not on individual transactions. Consistent performance, regular communication and superior service are the foundation to that approach.

Warren is conservative. The preservation of his client’s capital is his primary concern. He will take the minimum amount of risk necessary to meet your stated investment objective. This does not preclude him from being aggressive when appropriate, but it must adhere to the overall plan.

Specialties: Retirement Income Planning, Financial Planning, Estate and Trust Planning