Klaudia Maslo

Compliance Specialist

Klaudia Maslo is a compliance specialist at Private Advisor Group. In this role she is responsible for performing compliance and supervisory reviews for the OSJ and RIA to ensure adherence to regulatory requirements and internal policies and procedures. She brings over 20 years of experience in financial services to the team.

Prior to joining Private Advisor Group in 2004, Klaudia was an Investment Coordinator at Summit Financial Resources.

Klaudia earned an Associate in Arts in Liberal Arts from Hudson County Community College and a Bachelor of Science in Business Management from Rutgers University. She holds FINRA series 7, 24, and 66 securities registrations and also received the designation of Investment Adviser Certified Compliance Professional® (IACCP®) which signals recognition of an advanced knowledge and skill level for investment adviser compliance professionals and clarifies compliance competence.

She came to the U.S. from Poland, where as a young woman she earned several top rankings in national track and field competitions. After 27 years in “native” New Jersey, Klaudia moved to Florida where she continues to lead an active lifestyle.