Shelley Reeves is a compliance specialist at Private Advisor Group. In this role, she acts as an OSJ Delegate. Her main responsibilities are reviewing Alternative Investment, Complex Products, Outside Business Activities, Private Securities Transactions, and other various tasks. She brings over 25 years of industry experience to the team.
Prior to joining Private Advisor Group, Shelley was the Director of Corporate Compliance at another Financial Organization and has held other positions from a sales assistant to a non-producing branch manager to an AML compliance officer.
Shelley earned a Bachelor of Science in Sociology and Statistics from the University of Minnesota. She holds FINRA series SIE 6, 7, 9, 10, 24, 63, and 66 securities registrations.
She is a passionate animal lover and regularly donates to local animal shelters in her community.
Shelley lives in San Diego with her Pomeranian, Rusty. Outside work she enjoys playing pickleball and tennis and traveling to different countries, with diving the Great Barrier Reef being on her bucket list after she was recently certified for Scuba diving.