Victor Alfieri
Compliance Specialist
Victor Alfieri is a compliance specialist at Private Advisor Group. In this role, he offers customized supervision and compliance support to aid the Private Advisor Group community in adhering to industry regulations and rules while strengthening our oversight capabilities. He brings over 20 years of experience in financial services to the team.
Prior to joining Private Advisor Group, Victor has held call center and back-office operations positions, and worked as a financial advisor, an institutional trader, and a compliance specialist at Dreyfus, Merrill Lynch, Morgan Stanley, and LPL.
Victor earned Bachelor of Arts in English from State University of New York at Stony Brook and an Associate of Science in Business Administration from Suffolk County Community College. He holds FINRA series 7, 24, 53, and 66 securities registrations.
Victor is a frequent volunteer at his synagogue and his wife’s Montessori school that focuses on special needs. In addition, he gives back by working with children to help them grow and learn.
Victor lives in Simpsonville, SC with his wife, three teenagers, and three dogs. Outside of work he enjoys the chaos that is his house, reading, and dreaming of his retirement.