Top Ten

Top 10 Questions Advisors Should Ask When Exploring Your Move to an RIA

Ready to step into the RIA world but not getting the right support from your current firm?

  1. Can you help me understand the different affiliation models that exist in the RIA space, and discuss which one(s) may be suitable for me?
  2. What do I do with my brokerage, or commission based, business?
  3. How do I plan for a transition?
  4. Can I brand and market the way that I want to?
  5. What are my technology stack options?
  6. What will my economics look like?
  7. What custodian options will I have?
  8. How will my compliance experience change?
  9. How is an “integrated” advisor and client experience created
  10. What type of advisor community will I be joining?

Want to explore your journey with Private Advisor Group? Share a little bit about your background and connect with our business development team.